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  • Fiduciary and ERISA Consulting

    Employee benefit plans are governed by strict and complex ERISA rules and DOL regulations.   As a law firm focusing exclusively on employee benefits and ERISA law, Boutwell Fay LLP has significant expertise in proper corporate and plan governance.  Our attorneys serve as counsel to plan fiduciaries, such as trustees, plan administrators, company officers and directors, and benefit and investment committees. We also work with plan sponsors, benefits consultants, insurance brokers, third party administrators, investment advisors, trustees, accountants, and others involved in employee benefit services.

    We advise clients regarding:

    • Trust agreements and custodial arrangement
    • Prohibited transaction
    • Use of plan assets to pay plan expense
    • Selection and monitoring of service provider
    • Negotiation and preparation of agreements with service provider
    • Compliance with ERISA fiduciary duties
    • Compliance with ERISA reporting and disclosure requirement
    • Fiduciary audits
    • Legal requirements relating to the investment of plan assets*
    • Legal requirements relating to the selection of investments for self-directed plans*

    Our objectives are to help our clients fulfill their fiduciary responsibilities, serve their employees well and avoid litigation and other claims.

    *We do not provide investment advice.

    *None of the information or links to information on this website are intended as legal advice, and you should not consider them as such. While you are welcome to contact us through our website, we will not represent you until we have specifically agreed to do so and have taken appropriate steps to determine that doing so will not create a conflict of interest. Unsolicited emails from non-clients containing confidential or secret information cannot be protected from disclosure. Accordingly, please do not send us any confidential or secret information until we have agreed to represent you. Merely contacting us through this website will not establish an attorney-client relationship. In order to engage us you will need to speak directly to one of our lawyers and sign an engagement letter. By clicking on the link below you acknowledge that you understand and agree that the email you are about to send does not create any attorney-client with Boutwell Fay LLP and that email is not a secured form of communication.

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